Compliance Onboarding Analyst

职位要求 / 描述

<div class="content-intro"><p><strong>Who are we?</strong></p> <p>FalconX is a pioneering team of operators, investors, and builders committed to revolutionizing institutional access to the crypto markets. Operating at the intersection of traditional finance and 
cutting-edge technology, FalconX addresses the industry's foremost challenges: Navigating the digital asset market can be complex and fragmented, with limited products and services that support trading strategies, structures, and liquidity found in conventional financial markets. As a comprehensive solution for all digital asset strategies from start to scale, FalconX operates as the connective tissue empowering clients with seamless navigation through the ever-
evolving cryptocurrency landscape.</p></div><h2><strong>Compliance Onboarding Analyst</strong></h2> <p>The <strong>Onboarding &amp; Compliance Analyst </strong>is responsible for executing the end-to-end onboarding lifecycle for high-value, complex client profiles, including institutional trading desks, corporate entities (KYB), and High Net Worth Individuals (HNWIs). This role requires a sharp compliance mindset and strong risk-assessment skills to independently navigate intricate corporate structures, conduct Enhanced Due Diligence (EDD), and ensure total alignment with global AML/CFT regulations. As an Associate, you will act as a critical bridge between our commercial growth and risk mitigation, ensuring a seamless yet rigorous onboarding experience.</p> <h3><strong>Key Responsibilities</strong></h3> <h3><strong>Complex Onboarding &amp; Enhanced Due Diligence (EDD)</strong></h3> <ul> <li><strong>Entity Unwrapping:</strong> Independently manage and execute end-to-end KYB and KYC checks for complex corporate structures, multi-layered entities, trusts, and funds.</li> <li><strong>Advanced Risk Assessment:</strong> Perform thorough Enhanced Due Diligence (EDD) on high-risk clients, Politically Exposed Persons (PEPs), and entities in high-risk jurisdictions.</li> <li><strong>Escalation &amp; Resolution:</strong> Identify regulatory red flags, transaction anomalies, or suspicious activities, and prepare comprehensive risk narratives to escalate to the Compliance Manager.</li> </ul> <h3><strong>Process Optimization &amp; Collaboration</strong></h3> <ul> <li><strong>Workflow Refinement:</strong> Actively identify operational bottlenecks in the onboarding pipeline and collaborate with the team to optimize compliance workflows and tools.</li> <li><strong>Cross-Functional Partnering:</strong> Serve as a trusted point of contact for Sales, Relationship Managers, and Account Executives to provide clear, actionable guidance on missing documentation and onboarding statuses.</li> <li><strong>Peer Support:</strong> Assist in onboarding and training junior analysts, serving as a primary resource for day-to-day procedural questions.</li> </ul> <h3><strong>Regulatory Compliance &amp; Audit Support</strong></h3> <ul> <li><strong>Regulatory Alignment:</strong> Maintain a deep, up-to-date understanding of local and international AML, CFT, and Sanctions (OFAC) regulations to ensure daily operations remain fully compliant.</li> <li><strong>Policy Contribution:</strong> Partner with the Compliance Manager to update internal checklists, policies, and standard operating procedures (SOPs) as regulations evolve.</li> <li><strong>Audit Readiness:</strong> Assist in gathering documentation and preparing files for internal audits, bank partner reviews, and regulatory inspections.</li> </ul> <h3><strong> Data Management &amp; Reporting</strong></h3> <ul> <li><strong>Data Integrity:</strong> Maintain flawless, audit-ready client records, ensuring absolute data confidentiality in line with global privacy standards (e.g., GDPR, CCPA).</li> <li><strong>Metrics Tracking:</strong> Help compile regular reports on onboarding volumes, turnaround times, and pass rates to assist leadership in capacity planning.</li> </ul> <h3><strong>Qualifications</

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